Regulatory Assessment (Audit) Services

Our Regulatory & Statutory Assessment (Audit) Services provide structured compliance review service which assesses your regulatory obligations, verifies adherence, and delivers a clear, actionable compliance health check customized to your business. It helps you understand where you stand today and how to improve your business compliance management processes. Our services don’t just tick boxes; they help you combine regulatory landscaping, custom checklist development, and evidence-based verification to give you a true picture of your compliance status.

Get in Touch

Challenges Faced by Businesses to Manage Compliances

With evolving laws, sector-specific rules and state-level and even municipal-level variations, staying updated and compliant with laws is a challenge

Generic or outdated checklists do not reflect the nuances of your operations, exposing you to potential non-compliance risks

Without a systematic review, organizations operate with a false sense of security, not knowing where gaps exist or where to focus

Even with strong policies in place, on-ground staff may not fully understand, prioritize or implement compliance requirements, leading to gaps between documented processes and actual practice

Key Elements of Our Compliance Assessment Services

Regulatory Landscaping

We assess the laws, rules and industry-specific obligations that apply to your operations, considering national, state, municipal and industry specific requirements.

Checklist Creation or Validation

Use your existing checklist or let us build one for you. We can also validate and expand your current checklist based on our legal and regulatory analysis.

Remote Review of Documents

We start with a remote review of documents and records shared by your team, assessing responses and checking submitted evidence.

On-Site Verification

We conduct site visits wherever necessary to verify compliance activities that cannot be assessed remotely, ensuring a holistic review.

Gap Identification & Follow-Ups

We flag missing documentation, gaps in processes or inconsistencies and work with your team to gather what’s needed before finalising our gap report.

Final Compliance Status Report

Once the review is complete, we deliver a comprehensive report that outlines your compliance status, highlights key risks and recommends corrective steps, effectively projecting a compliance health check for your organisation.

Benefits & Outcomes

Our regulatory assessment (audit) service empowers you to:

  • Identify applicable legal and regulatory obligations with precision

  • Customize compliance checks based on your business model, scale and existing practices

  • Uncover gaps or red flags before they become liabilities

  • Ensure documentation and evidence is complete, up-to-date and audit-ready

  • Get a clear, unbiased view of your compliance health

  • Strengthen internal accountability and governance framework

Our services are versatile, helping in building a compliance culture from the ground up as well as validating mature processes.

Get in Touch with us to Know More!

Contact Us