SEBI modifies Investor Charter for Stock Brokers; Stock Brokers to inform clients immediately

SEBI modifies Investor Charter for Stock Brokers; Stock Brokers to inform clients immediately

SEBI modifies Investor Charter for Stock Brokers; Stock Brokers to inform clients immediately

by Lexplosion | Feb 28, 2025 | Central, CORP

The Securities and Exchange Board of India (“SEBI”) has introduced a modified Investor Charter for... Read More

SEBI amends the guidelines regarding uploading of mobile numbers and email addresses by Stock Brokers

SEBI amends the guidelines regarding uploading of mobile numbers and email addresses by Stock Brokers

by Lexplosion | Dec 16, 2024 | Central, CORP

The Securities and Exchange Board of India (SEBI) has issued circular to amend the guidelines... Read More

In sync with MeitY’s Cert-In guidelines, SEBI mandates Stock Brokers and DPs to report cyber-attacks/threats/cyber-incidents/breaches within 6 hours of noticing/detecting/ being informed of such incidents

In sync with MeitY’s Cert-In guidelines, SEBI mandates Stock Brokers and DPs to report cyber-attacks/threats/cyber-incidents/breaches within 6 hours of noticing/detecting/ being informed of such incidents

by Lexplosion Solution | Jul 7, 2022 | Central, OPS, Stock brokers

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Stock Brokers should maintain current accounts in banks for holding client funds and for settlement purposes subject to brokers are using these accounts for defined purposes ; clarifies SEBI

Stock Brokers should maintain current accounts in banks for holding client funds and for settlement purposes subject to brokers are using these accounts for defined purposes ; clarifies SEBI

by Lexplosion Solution | Nov 3, 2021 | Central, CORP, Stock brokers

In order to facilitate seamless settlement of funds and for the convenience of investors, the... Read More