SEBI issues a circular on “Clarificatory and Procedural changes to aid and strengthen ESG Rating Providers (ERPs)”, effective immediately.
The Securities and Exchange Board of India has issued a circular providing clarification and procedural changes to aid and strengthen ESG Rating […]
India’s Steps Towards Regulating use of Artificial Intelligence Tools in Securities Markets
While AI prompted trading or compliance mechanisms in the securities market have benefits like increased efficiency, accuracy of decision making, risk management, […]
SEBI’s Initiative to Redefine UPSI: Addressing Ambiguities and Strengthening Compliance
The Securities and Exchange Board of India (“SEBI”) has released a [1]Consultation Paper which proposes a comprehensive review of the definition of Unpublished Price Sensitive […]
Gearing Up for SEBI AV Disclosure: Regulatory Compliance for Visual Disclosures
In this fast-paced world, understanding the investment market thoroughly can feel like a challenging task. For many, the task to read the […]
Framework for SEBI Regulated Entities to mitigate risks from cloud services
If you are a SEBI Regulated Entity (“RE”),[1] – a depository, a depository participant or an asset management company (“AMC”), for example, […]
SEBI mandates reporting of Legal Entity Identifier code for issuers who have listed or are proposing to list non-convertible securities, securitised debt instruments, security receipts
Securities and Exchange Board of India mandates that issuers having – outstanding listed non-convertible securities as on August 31, 2023 and outstanding […]
SEBI issues amendment to LODR Regulations; monitoring report of monitoring agency appointed by listed entity has to be placed before the audit committee on a quarterly basis instead of annual basis
In continuation to what has been reported by us in the trailing e-mail, please see below the key takeaways of the amendment- […]