SEBI issues measures to strengthen the code of conduct for Investment Advisers; prohibits free trial for any product or services; w.e.f. 01.01.2020 by comtideging1971 | Jan 3, 2020 | CORP, Listed, SEBI, SEBIIn a Circular dated 27th December, 2019, the Securities and Exchange Board of India (“SEBI”) has... Read More
Reports under cyber security and cyber resilience framework of SEBI to be submitted to NSE ; report to be sent by 15th August, 2019 for the quarter ended on 30th June, 2019, thereafter within 15 days from end of every quarter by Lexplosion | Aug 1, 2019 | CORP, Industries, SEBI, SEBI, statesSecurities and Exchange Board of India had previously in a circular dated 3rd December,... Read More
SEBI rolls out format for reporting incidents of violation of Code of Conduct under the SEBI (Prohibition of Insider Trading) Regulations, 2015 by Lexplosion | Aug 1, 2019 | CORP, Industries, SEBI, SEBI, statesSecurities and Exchange Board of India (“SEBI”) has, through a circular dated 19th July, 2019... Read More
SEBI revises guidance note on the SEBI (Prohibition of Insider Trading) Regulations, 2015; provides clarity on Requirement of Maintaining Structured Digital Database and Scope of Investment Company by Lexplosion | Aug 1, 2019 | CORP, Industries, SEBI, SEBI, statesThe Securities and Exchange Board of India (“SEBI”) has, in a Press Release dated July 22, 2019,... Read More
SEBI amends Prohibition of Insider Trading Regulations; clarifies on the Standards for Code of Conduct for Listed Companies and Intermediaries and Fiduciaries by Lexplosion | Aug 1, 2019 | CORP, Industries, SEBI, SEBI, statesThe Securities and Exchange Board of India (“SEBI”) has in a notification dated July... Read More
